Job SummarynbspThe Senior AML Auditornbspis responsible fornbspconducting riskbased audits of AntiMoney Laundering AML CounterTerrorist Financing CTF and Targeted Financial Sanctions TFS controls to evaluate compliance with applicable regulatory requirements and internal policies The role includes planning audit assignments performing fieldwork documenting findings preparing reports and supporting the continuous enhancement of the AML control environmentnbspKeynbspResponsibilitiesnbspAudit PlanningnbspnbspParticipate in the planning of AML audit engagementsnbspnbspPrepare audit planning documents risk assessments and audit programsnbspnbspIdentifynbspkey AML and compliance risksnbspnbspDefine audit scope and testing strategiesnbspnbspAudit ExecutionnbspPerform audit testing overnbspAML Governance FrameworknbspnbspCustomer Due Diligence CDDnbspnbspEnhanced Due Diligence EDDKnow Your Customer KYCCustomer Risk RatingnbspnbspTransaction MonitoringnbspnbspSanctions ScreeningnbspnbspName ScreeningnbspnbspHighRisk CustomersnbspnbspPolitically Exposed Persons PEPsnbspnbspCorrespondent BankingnbspnbspSuspicious Transaction ReportingnbspnbspAML Systems and ControlsnbspnbspRecord RetentionnbspnbspAML Training and Awarenessnbspnbsp Risk Assessment Reviewnbsp Assess the effectiveness ofnbspBusiness Risk AssessmentnbspmethodologynbspnbspCustomer Product Geographic and Delivery Channel Risk AssessmentsnbspnbspRisk identification processesnbspnbspRisk mitigation controlsnbspnbspControl effectiveness and residual risk assessmentsnbspnbspDocumentation amp ReportingnbspPrepare audit workpapersnbspin accordance withnbspaudit standardsnbspnbspDocument audit testing andnbspevidencenbspnbspDraft audit observations with supporting analysisnbspnbspPerform root cause analysisnbspnbspRecommend practical and riskbased corrective actionsnbspnbspPrepare highquality audit reportsnbspnbspFollow up onnbspmanagement actionnbspplansnbspnbspContinuous ImprovementnbspIdentifynbspopportunities to enhance AML controls and audit processesnbspnbspStay current with regulatory developments and emerging financial crime risksnbspnbspContribute to the enhancement of audit methodologies and best practicesnbspnbspRequirementsQualificationsnbspBachelors Degree in Accounting Finance Business Administration Risk Management ornbspa relatednbspdisciplinenbspnbspProfessional Certifications PreferrednbspCertified Internal Auditor CIAnbspnbspCertified AntiMoney Laundering Specialist CAMSnbspnbspCertified Fraud Examiner CFEnbspnbspCPA or ACCAnbspnbspICA AML CertificationnbspnbspOther relevant professional certificationsnbspnbspExperience RequirementsnbspMinimum 10 years of experience in Internal Audit AML Compliance Risk Management or Regulatory AuditnbspnbspProven experience conducting AML and Compliance auditsnbspnbspStrong understanding of AMLCFT regulations sanctions and financial crime risk managementnbspnbspExperience preparing audit reports and communicating findings to managementnbspnbspTechnical SkillsnbspAMLCFT FrameworknbspnbspCustomer Due Diligence CDDnbspnbspEnhanced Due Diligence EDDnbspnbspBusiness Risk AssessmentnbspnbspTargeted Financial SanctionsnbspnbspInternal Audit MethodologynbspnbspRiskBased AuditingnbspnbspData AnalysisnbspnbspMicrosoft Office SuitenbspnbspCompetenciesnbspAnalytical ThinkingnbspnbspAttention to DetailnbspnbspCommunication SkillsnbspnbspReport WritingnbspnbspTime ManagementnbspnbspProblem SolvingnbspnbspTeam CollaborationnbspnbspStakeholder EngagementnbspnbspProfessional JudgmentnbspnbspThese versions are written in a generic recruitmentready format and can be used by any consulting firm or organization without mentioning the name of a specific company bank or clientnbspTop of FormBottom of Formnbsp
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