Senior Compliance ManagerAbout our client Top Chinese Asset Management InstitutionLocation Hong KongResponsibilities Serve as a handson investment compliance professional within a Compliance team of 6 members Conduct pretrade and posttrade reviews using Bloomberg AIM Code compliance rules in Bloomberg AIM Maintain and update investment compliance policies Provide investment compliance advice to investment teams Perform general compliance tasks as requiredPrerequisites Bachelors degree or above from a reputable university Masters degree is preferable 38 years of solid experience in investment compliance with handson experience in Bloomberg AIM Experience in a wellestablished asset management firm is preferable Familiarity with relevant regulatory requirements including the Fund Manager Code of Conduct UT Code MPF regulations etc Strong understanding of the asset management business Good knowledge of SFC authorized funds UCITs Cayman SPC etc Proficient in English and Chinese including Mandarin
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