About the RoleWe are a Singaporeincorporated financial services firm applying to the Monetary Authority of Singapore for a Capital Markets Services Licence We are seeking an experienced COO Executive Director to join the senior management team and Board of Directors You will work closely with the Chief Executive Officer to oversee the Companys daytoday operations governance risk management and execution of its business strategyKey Responsibilities DaytoDay Operations Oversee the daytoday operations of the Company and ensure effective execution of its business strategy and operating model Processes amp Controls Establish and maintain effective operational processes controls policies and procedures Regulatory Readiness Ensure operational readiness and ongoing compliance with applicable MAS requirements internal policies and licence conditions Risk Management Work closely with Legal Compliance and Risk functions to identify assess and manage regulatory operational and conduct risks Board Updates Prepare and present operational risk and management updates to the BoardWhat Were Looking For Significant senior management experience in financial services capital markets brokerage derivatives foreign exchange fintech or another regulated financial institution Strong understanding of fronttoback financial markets operations and control frameworks with good knowledge of corporate governance compliance AMLCFT outsourcing technology risk and internal controls Strong leadership organisational and decisionmaking capabilities with strong written and verbal communication skills Ability to work effectively with regulators Board members senior management and external service providers and to satisfy the MAS Fit and Proper Criteria honesty integrity and reputation competence and capability financial soundness Bonus previous experience in a MASregulated financial institution or Capital Markets Services Licence holder securities OTC derivatives FX CFDs or institutional brokerage experience previous COO Head of Operations or Executive Director experience experience establishing or scaling a regulated financialservices business in SingaporeWhat We Offer A fulltime executive management and Boardlevel role serving as an Executive Director of the Company Direct responsibility for ensuring the Companys operations are conducted effectively efficiently and in accordance with applicable regulatory requirements The chance to work closely with the CEO and senior management and to contribute to strategic planning budgeting resource allocation and organisational development
Visit
Careersaas to find millions of new and unfilled roles, including thousands of remote and hybrid positions.
